SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/10/2005
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3. Issuer Name and Ticker or Trading Symbol
Warner Music Group Corp.
[ WMG ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
12,905,390.6861 |
I |
See Joint Reporting Persons
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
C/O PROVIDENCE EQUITY PARTNERS IV, LLC |
50 KENNEDY PLAZA |
(Street)
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1. Name and Address of Reporting Person*
C/O PROVIDENCE EQUITY PARTNERS IV, LLC |
50 KENNEDY PLAZA |
(Street)
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Explanation of Responses: |
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See Exhibit 99.1 for Signatures |
05/10/2005 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 99.1
NAME AND ADDRESS OF REPORTING PERSON:
Providence Equity Partners IV, LLC
50 Kennedy Plaza
Providence, RI 02903
ISSUER NAME AND TICKER OR TRADING SYMBOL:
Warner Music Group Corp. (WMG)
DATE OF EVENT REQUIRING STATEMENT:
May 10, 2005
Explanation of Responses:
- -------------------------
This Form 3 is filed by Providence Equity Partners IV, LLC,
Providence Equity GP IV L.P. and Providence Equity Partners IV LP
(each a "Reporting Person").
Amount of Ownership
Securities Form:
Beneficially Direct (D) or Nature of Indirect
Reporting Person Owned Indirect (I) Beneficial Ownership
---------------- ----- ------------ --------------------
Providence Equity Partners IV LP 12,863,899.8512535 D
Providence Equity GP IV L.P. 12,905,390.6860806 I (1)
Providence Equity Partners IV, LLC 12,905,390.6860806 I (2)
Glenn M. Creamer 12,905,930.6860806 I (3)
Paul J. Salem 12,905,930.6860806 I (3)
(1) Includes shares owned by Providence Equity Partners IV LP and
Providence Equity Operating Partners IV LP (together, the "Funds").
Providence Equity GP IV L.P. is the general partner of the Funds.
(2) Includes shares owned by the Funds. Providence Equity Partners IV,
LLC is the general partner of Providence Equity GP IV L.P.
(3) Includes shares owned by the Funds. Messrs. Creamer and Salem are
Members of Providence Equity Partners IV, LLC.
Each Reporting Person disclaims beneficial ownership of all indirectly owned
securities reported on this Form in excess of such Reporting Person's pecuniary
interest therein.
JOINT FILER INFORMATION
NAME: Providence Equity Partners IV, LLC
ADDRESS: 50 Kennedy Plaza
Providence, RI 02903
ISSUER AND TICKER SYMBOL: Warner Music Group Corp. (WMG)
DATE OF EVENT REQUIRING STATEMENT: May 10, 2005
RELATIONSHIP OF REPORTING PERSONS TO ISSUER: 10% owner
SIGNATURE: Providence Equity Partners IV, LLC
By: /s/ Jonathan M. Nelson
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Jonathan M. Nelson
Member
Dated: May 10, 2005
JOINT FILER INFORMATION
NAME: Providence Equity GP IV L.P.
ADDRESS: 50 Kennedy Plaza
Providence, RI 02903
ISSUER AND TICKER SYMBOL: Warner Music Group Corp. (WMG)
DATE OF EVENT REQUIRING STATEMENT: May 10, 2005
RELATIONSHIP OF REPORTING PERSONS TO ISSUER: 10% owner
SIGNATURE: Providence Equity GP IV L.P.
By: Providence Equity Partners IV, LLC, its General Partner
By: /s/ Jonathan M. Nelson
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Jonathan M. Nelson
Member
Dated: May 10, 2005
JOINT FILER INFORMATION
NAME: Providence Equity Partners IV LP
ADDRESS: 50 Kennedy Plaza
Providence, RI 02903
ISSUER AND TICKER SYMBOL: Warner Music Group Corp. (WMG)
DATE OF EVENT REQUIRING STATEMENT: May 10, 2005
RELATIONSHIP OF REPORTING PERSONS TO ISSUER: 10% owner
SIGNATURE: Providence Equity Partners IV LP
By: Providence Equity GP IV L.P., its General Partner
By: Providence Equity Partners IV, LLC, its General Partner
By: /s/ Jonathan M. Nelson
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Jonathan M. Nelson
Member
Dated: May 10, 2005
JOINT FILER INFORMATION
NAME: Glenn M. Creamer
ADDRESS: c/o Providence Equity Partners IV, LLC
50 Kennedy Plaza
Providence, RI 02903
ISSUER AND TICKER SYMBOL: Warner Music Group Corp. (WMG)
DATE OF EVENT REQUIRING STATEMENT: May 10, 2005
RELATIONSHIP OF REPORTING PERSONS TO ISSUER: 10% owner
SIGNATURE:
By: /s/ Glenn M. Creamer
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Glenn M. Creamer
Dated: May 10, 2005
JOINT FILER INFORMATION
NAME: Paul J. Salem
ADDRESS: c/o Providence Equity Partners IV, LLC
50 Kennedy Plaza
Providence, RI 02903
ISSUER AND TICKER SYMBOL: Warner Music Group Corp. (WMG)
DATE OF EVENT REQUIRING STATEMENT: May 10, 2005
RELATIONSHIP OF REPORTING PERSONS TO ISSUER: 10% owner
SIGNATURE:
By: /s/ Paul J. Salem
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Paul J. Salem
Dated: May 10, 2005